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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-29
  • PA RA
    APPROVED
    Since 2026-06-29

Branch Locations

419 Beaver St, Sewickley, PA 15143-1501 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-01
  • PA RA
    APPROVED
    Since 2025-05-01

Branch Locations

Sewickley 419 Beaver Street, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2023 04/2025
Unemployed Carolina Shores NC 12/2022 10/2023
Callbox Storage Dallas TX 07/2022 12/2022
Woodforest National Bank Leland NC 10/2019 06/2022
Nationwide Mutual Insurance Company Columbus OH 10/2016 03/2019
Chase Bank Columbus OH 02/2015 09/2016
Unemployed Carolina Shores NC 03/2019 10/2019
The Huntington Investment Company Columbus OH 04/2025 Present
Ameriprise Financial Services, Llc Sewickley PA 06/2026 Present
  • 10/2023 → 04/2025
    St Louis, MO
  • 12/2022 → 10/2023
    Unemployed
    Carolina Shores, NC
  • 07/2022 → 12/2022
    Callbox Storage
    Dallas, TX
  • 10/2019 → 06/2022
    Woodforest National Bank
    Leland, NC
  • 10/2016 → 03/2019
    Nationwide Mutual Insurance Company
    Columbus, OH
  • 02/2015 → 09/2016
    Chase Bank
    Columbus, OH
  • 03/2019 → 10/2019
    Unemployed
    Carolina Shores, NC
  • 04/2025 → Present
    Columbus, OH
  • 06/2026 → Present
    Sewickley, PA
Previous Registrations
  • 2024-01-10 → 2025-04-17
    Leland, NC
    St Louis, MO
    Carolina Shores, NC
    Leland, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-27
  • S66 Uniform Combined State Law Examination
    2023-12-27
Other Names
  • Lesley Marie Baker
  • Lesley M Baker

View on SEC IAPD

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