Xiaoyue Shi

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-06
CT	RA	APPROVED	2026-05-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	West Roxbury	MA	10/2023	08/2025
Jpmorgan Chase Bank, N.A.	West Roxbury	MA	10/2023	08/2025
Bank Of America	Westwood	MA	02/2022	09/2023
University Of Electronic Science And Technology Of China	Chengdu		11/2018	02/2022
Unemployed	Quincy	MA	10/2013	10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Weston	MA	03/2026	Present
Unemployed	Dover	MA	09/2025	02/2026
Bank Of America, N.A.	Weston	MA	05/2026	Present

10/2023 → 08/2025

J.P. Morgan Securities Llc

West Roxbury, MA
10/2023 → 08/2025

Jpmorgan Chase Bank, N.A.

West Roxbury, MA
02/2022 → 09/2023

Bank Of America

Westwood, MA
11/2018 → 02/2022

University Of Electronic Science And Technology Of China

Chengdu
10/2013 → 10/2018

Unemployed

Quincy, MA
03/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Weston, MA
09/2025 → 02/2026

Unemployed

Dover, MA
05/2026 → Present

Bank Of America, N.A.

Weston, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-12
S63	Uniform Securities Agent State Law Examination	2023-12-13