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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-04 |
| CA | RA | APPROVED | 2026-02-27 |
Branch Locations
16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Advisors, Llc | Brea | CA | 10/2023 | 01/2026 |
| First Republic Bank | San Francisco | CA | 05/2022 | 08/2022 |
| Associated Students | San Jose | CA | 07/2020 | 07/2021 |
| Student Union | San Jose | CA | 09/2018 | 08/2022 |
| Ramen Nagi | San Jose | CA | 03/2019 | 11/2019 |
| Chipotle | San Jose | CA | 12/2018 | 05/2019 |
| Unemployed | Chino | CA | 08/2022 | 10/2023 |
| San Jose State University | San Jose | CA | 08/2018 | 01/2023 |
| Chino Hills High School | Chino Hills | CA | 08/2014 | 05/2018 |
| N/A - Unemployed | Chino | CA | 05/2018 | 08/2018 |
| Morgan Stanley | Los Gatos | CA | 02/2026 | Present |
*680881 - Columbia University; Investment Related - No; New York, New York; Education; Independent Contractor (DJ Services) (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2025; During Business Hours: 0; After Business Hours: 2; Other *706231 - Poke House Inc.; Investment Related - No; San Jose, California; Restaurant/Bar/Nightclub; DJ (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2026; During Business Hours: 0; After Business Hours: 4; Event Entertainment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-24 |
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