Marcus Rick

Cetera Investment Advisers LLC

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Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-22
MN	RA	APPROVED	2024-07-18

TX RA
APPROVED

Since 2024-08-22
MN RA
APPROVED

Since 2024-07-18

Branch Locations

St Cloud, MN • United States

400 1St Street So Ste 300, St.CLoud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Anderson Trucking Services	Saint Cloud	MN	11/2022	10/2023
Cetera Investment Services	Saint Cloud	MN	11/2023	06/2025
Chris Johnson State Farm	Sauk Centre	MN	01/2021	11/2022
Magnifi Financial	Avon, Holdingford, And Cold Spring	MN	08/2019	12/2020
Saint John's University	Collegeville	MN	09/2018	03/2020
Superstition Springs Lexus	Mesa	AZ	06/2018	07/2018
Avon Quick Mart	Avon	MN	10/2015	05/2021
Cetera Investment Advisors Llc	Schaumburg	IL	07/2024	Present
Cetera Advisors Llc	Greenwood Village	CO	06/2025	Present

11/2022 → 10/2023

Anderson Trucking Services

Saint Cloud, MN
11/2023 → 06/2025

Cetera Investment Services

Saint Cloud, MN
01/2021 → 11/2022

Chris Johnson State Farm

Sauk Centre, MN
08/2019 → 12/2020

Magnifi Financial

Avon, Holdingford, And Cold Spring, MN
09/2018 → 03/2020

Saint John's University

Collegeville, MN
06/2018 → 07/2018

Superstition Springs Lexus

Mesa, AZ
10/2015 → 05/2021

Avon Quick Mart

Avon, MN
07/2024 → Present

Cetera Investment Advisors Llc

Schaumburg, IL
06/2025 → Present

Cetera Advisors Llc

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-17

S66 Uniform Combined State Law Examination

2024-07-17

View on SEC IAPD

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