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Inactive

Daniel Joseph Smith

Francis Financial

Saline, MI

New York, NY

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Current Employers
Francis Financial

39 Broadway Suite 1730, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-16
  • NY RA
    APPROVED
    Since 2026-04-16

Branch Locations

Saline, MI • United States

39 Broadway Suite 1730, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exchange Capital Management Inc Ann Arbor MI 05/2019 07/2025
Michigan State University Ann Arbor MI 08/2015 05/2019
Tooth Town Pediatric Dentistry South Lyon MI 05/2017 08/2017
Lido Advisors, Llc Los Angeles CA 07/2025 03/2026
Francis Financial, Inc. New York NY 03/2026 Present
  • 05/2019 → 07/2025
    Exchange Capital Management Inc
    Ann Arbor, MI
  • 08/2015 → 05/2019
    Michigan State University
    Ann Arbor, MI
  • 05/2017 → 08/2017
    Tooth Town Pediatric Dentistry
    South Lyon, MI
  • 07/2025 → 03/2026
    Lido Advisors, Llc
    Los Angeles, CA
  • 03/2026 → Present
    Francis Financial, Inc.
    New York, NY
Previous Registrations
  • 2025-07-18 → 2026-03-11
    Lido
    Ann Arbor, MI
    Los Angeles, CA
  • 2023-10-17 → 2025-09-15
    Exchange Capital Management Inc
    Ann Arbor, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-17
  • S65 Uniform Investment Adviser Law Examination
    2023-10-17
Designations
Other Names
  • Danny Smith

View on SEC IAPD

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