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Claridenstrasse 20, Zurich 8002 • Switzerland
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-29 |
Branch Locations
625 Se 10Th Street Building 3, Deerfield Beach, FL 33441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-28 |
Branch Locations
Claridenstrasse 20, Zurich 8002 • Switzerland
625 Se 10Th Street Building 3, Deerfield Beach, FL 33441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nhp Asset Management Ag | Zurich, Zh | 07/2010 | Present | |
| Global Wealth Management, L.C. | Zurich | 10/2023 | Present | |
| Wealth Management Group Ag | Zurich | 10/2023 | Present |
1. NHP Asset Management AG; Investment-Related; Zurich, Switzerland; Asset Manager/Family Office; Partner/Client Relationship Manager; 7/2010; 145 hrs/mo; 145 hrs/mo during securities trading hours; Duties are client adviser and risk manager for non-US based client. 2. Global Wealth Management, L.C.; Investment-Related; Zurich, Switzerland; Investment Advisor; Chief Executive Officer/Chief Compliance Officer; 10/15/2023; 32 hrs/mo; 32 hrs/mo during securities trading hours; Duties are executive officer related activities. 3. Wealth Management Group AG; Investment-Related; Zurich, Switzerland; Investment-Advisor; Deputy Chief Executive Officer/Chief Compliance Officer; 1/2025; 20 hrs/mo; 20hrs/mo during securities trading hours; Duties are executive officer related activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-18 |
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