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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-11
TX RA APPROVED 2025-12-10
  • NJ RA
    APPROVED
    Since 2025-12-11
  • TX RA
    APPROVED
    Since 2025-12-10

Branch Locations

Scotch Plains, NJ • United States

125 E John Carpenter Frwy Ste 1300, Irving, TX 75062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citrin Cooperman & Co. New York NY 08/1981 Present
Apexium Financial, Lp Rye NY 10/2023 11/2025
United Capital Financial Advisors, Llc Irving TX 11/2025 Present
  • 08/1981 → Present
    Citrin Cooperman & Co.
    New York, NY
  • 10/2023 → 11/2025
    Apexium Financial, Lp
    Rye, NY
  • 11/2025 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
  • 2023-10-10 → 2025-12-04
    Apexium Financial Lp
    Scotch Plains, NJ
    Dallas, TX
Other Businesses

1. CITRIN COOPERMAN ADVISORS; NON-INVESTMENT RELATED; NEW YORK, NY; TAX ADVISORY SERVICES; ACCOUNTANT; AUG 1981; 160 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; ACCOUNTING AND TAX RELATED SERVICES. 2. EVALYN DUNN GALLERY INC; NON-INVESTEMENT RELATED; WESTFIELD, NJ; ART GALLERY AND FRAME SHOP; TREASURER; JAN 1993; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; MEDIA PRESENCE AND FINANCIAL RESPONSIBILITY 3. EJA REALTY ASSOCIATES LLC; NON-INVESTMENT RELATED; SCOTCH PLAINS, NJ; RENTAL PROPERTY; OCT 1999; 20 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; BOOKKEEPING AND TAX ADVISORY 4. MARIETTA COLLEGE; NON-INVESTMENT RELATED; MARIETTA, OH; LIBERAL ARTS COLLEGE; ADVISORY BOARD MEMBER; JAN 2026; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; BOARD OF TRUSTEES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-30
  • S65 Uniform Investment Adviser Law Examination
    2023-08-30

View on SEC IAPD

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