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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-24
  • CT RA
    APPROVED
    Since 2024-07-24

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Redding CT 06/2020 08/2023
Ubs Financial Services Inc. Greenwich CT 10/2023 Present
Western Connecticut State University Danbury CT 09/2019 05/2023
Brookfield High School Brookfield CT 09/2016 08/2019
  • 06/2020 → 08/2023
    Td Bank
    Redding, CT
  • 10/2023 → Present
    Greenwich, CT
  • 09/2019 → 05/2023
    Western Connecticut State University
    Danbury, CT
  • 09/2016 → 08/2019
    Brookfield High School
    Brookfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-20
  • S66 Uniform Combined State Law Examination
    2024-01-20

View on SEC IAPD

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