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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Honest Industries | Greenville | PA | 07/2019 | 03/2020 |
| Unemployed | Colorado Springs | CO | 03/2020 | 09/2021 |
| Express Car Wash Colorado | Colorado Springs | CO | 09/2021 | 10/2021 |
| Premium Retail Services | Colorado Springs | CO | 10/2021 | 01/2022 |
| Unemployed | Colorado Springs | CO | 01/2022 | 10/2022 |
| K5 Capital Group | Colorado Springs | CO | 10/2022 | 03/2023 |
| Unemployed | Colorado Springs | CO | 03/2023 | 07/2023 |
| Firstsource | Colorado Springs | CO | 07/2023 | 10/2023 |
| Charles Schwab & Co, Inc | Colorado Springs | CO | 11/2023 | Present |
| Full Time Education | Colorado Springs | CO | 02/2015 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-05 |
| S65 | Uniform Investment Adviser Law Examination | 2024-07-19 |
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