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Carlos Alberto Hernandez

Hsbc Securities (Usa) Inc.

Miami, FL

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-20
  • FL RA
    APPROVED
    Since 2023-10-20

Branch Locations

1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Miami FL 10/2023 Present
Hsbc Securities (Usa) Inc. Miami FL 10/2023 Present
Full Time Student Miami FL 04/2023 10/2023
Northerntrust Miami FL 03/2022 04/2023
Prideone-Northerntrust Miami FL 10/2020 03/2022
Depaul Chicago IL 01/2019 10/2020
Par Plus Llc5 Chicago IL 12/2018 01/2019
Depaul Chicago IL 09/2018 12/2018
Walgreens Chicago IL 05/2018 09/2018
Full Time Education Chicago IL 12/2017 05/2018
Full Time Education Bogota 05/2016 12/2017
  • 10/2023 → Present
    Hsbc Bank Usa N.A.
    Miami, FL
  • 10/2023 → Present
    Hsbc Securities (Usa) Inc.
    Miami, FL
  • 04/2023 → 10/2023
    Full Time Student
    Miami, FL
  • 03/2022 → 04/2023
    Northerntrust
    Miami, FL
  • 10/2020 → 03/2022
    Prideone-Northerntrust
    Miami, FL
  • 01/2019 → 10/2020
    Depaul
    Chicago, IL
  • 12/2018 → 01/2019
    Par Plus Llc5
    Chicago, IL
  • 09/2018 → 12/2018
    Depaul
    Chicago, IL
  • 05/2018 → 09/2018
    Walgreens
    Chicago, IL
  • 12/2017 → 05/2018
    Full Time Education
    Chicago, IL
  • 05/2016 → 12/2017
    Full Time Education
    Bogota
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-14
S63 Uniform Securities Agent State Law Examination 2023-04-17
  • S65 Uniform Investment Adviser Law Examination
    2023-06-14
  • S63 Uniform Securities Agent State Law Examination
    2023-04-17
Other Names
  • Carlos A. Hernandez
  • Carlos A Hernandez

View on SEC IAPD

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Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
XP ADVISORY US, INC. · MIAMI, FL
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

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