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Cole Daniel Warren

LPl Financial LLC

Franklin, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-01
TN RA APPROVED 2025-07-03
  • TX RA
    APPROVED
    Since 2026-06-01
  • TN RA
    APPROVED
    Since 2025-07-03

Branch Locations

6840 Carothers Parkway Ste 450, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Music Row Wealth Management Llc Nashville TN 09/2021 10/2023
Franklin Classical School Franklin TN 02/2020 02/2022
High School Franklin TN 08/2014 05/2018
Lipscomb University Nashville TN 08/2018 08/2022
Raymond James Financial Services, Inc. Franklin TN 10/2023 04/2024
Sagespring Wealth Partners Franklin TN 10/2023 04/2024
Lpl Financial Llc Franklin TN 06/2025 Present
Mozaic Payments, Inc. Nashville TN 04/2024 05/2025
  • 09/2021 → 10/2023
    Music Row Wealth Management Llc
    Nashville, TN
  • 02/2020 → 02/2022
    Franklin Classical School
    Franklin, TN
  • 08/2014 → 05/2018
    High School
    Franklin, TN
  • 08/2018 → 08/2022
    Lipscomb University
    Nashville, TN
  • 10/2023 → 04/2024
    Raymond James Financial Services, Inc.
    Franklin, TN
  • 10/2023 → 04/2024
    Sagespring Wealth Partners
    Franklin, TN
  • 06/2025 → Present
    Lpl Financial Llc
    Franklin, TN
  • 04/2024 → 05/2025
    Mozaic Payments, Inc.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-02
  • S66 Uniform Combined State Law Examination
    2025-07-02
Other Names
  • Cole Warren

View on SEC IAPD

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EFINANCIAL ALLIANCE, LLC
ARKADIOS WEALTH ADVISORS
EAGLE STRATEGIES LLC

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JEFFERY BRADFORD BOWLIN
JACOB CARL POWELL

Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN
ARKADIOS WEALTH ADVISORS · Franklin, TN

More in Franklin, TN

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