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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-04-17
  • IN RA
    APPROVED
    Since 2024-04-17

Branch Locations

Columbus, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2024 Present
Allegro Response Teleservices Austin TX 03/2001 02/2024
Stay Fit Personal Training Ballston Spa NY 05/2016 02/2021
Other Businesses

1) ALLEGRO RESPONSE, 140 LOTUS CIRCLE, AUSTIN TX 78737, 04/2024, W2 EMPLOYEE, CALL CENTER COPPERATIONS, NIR, 0 HR/MO - 0 HR/MO TRADING. 2) STAY FIT FINANCIAL LLC, 13000 OTTER CREEK LN, COLUMBUS IN 47203, 04/2024, OWNER, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 0 HR/MO - O HR/MO TRADING. 3) SmartPro Financial, COLUMBUS IN 47203, United States, 05/01/2024, IAR, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING. 4) Jason & Leigh Kenyon, 02/24/2024, Guardian, Position of Trust, NIR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-26
  • S65 Uniform Investment Adviser Law Examination
    2024-03-26
Other Names
  • Maria Oeser

View on SEC IAPD

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