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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-01-02
  • SD RA
    APPROVED
    Since 2025-01-02

Branch Locations

301 E Sioux Avenue, Pierre, SD 57501 • United States

500 E Norway Avenue, Mitchell, SD 57301 • United States

201 N Courtland St, Chamberlain, SD 57325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 06/2018 07/2024
St. Joseph's Indian School Chamberlain SD 12/1996 08/2024
Mwa Financial Services Inc. Rock Island IL 09/2023 07/2024
Raymond James Financial Services, Inc. Chamberlain SD 08/2024 Present
First Dakota National Bank Chamberlain SD 08/2024 Present
Raymond James Financial Services Advisors, Inc. Chamberlain SD 12/2024 Present
  • 06/2018 → 07/2024
    Modern Woodmen Of America
    Rock Island, IL
  • 12/1996 → 08/2024
    St. Joseph's Indian School
    Chamberlain, SD
  • 09/2023 → 07/2024
    Mwa Financial Services Inc.
    Rock Island, IL
  • 08/2024 → Present
    Raymond James Financial Services, Inc.
    Chamberlain, SD
  • 08/2024 → Present
    First Dakota National Bank
    Chamberlain, SD
  • 12/2024 → Present
    Chamberlain, SD
Other Businesses

(1)Name of Business: Address: 315 East Good Street, Chamberlain, SD, 57325, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I broker health coverage for Wellmark, dental coverage for Delta Dental of SD, and vision coverage for VSP. (2)Name of Business: First Dakota Investment Services Address: 201 N Courtland St, Chamberlain, SD, 57325-1233, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/05/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Given the relationship between RJ and First Dakota National Bank, I am receiving compensation from the bank until I recieve an increased split of FA fees.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
S63 Uniform Securities Agent State Law Examination 2023-08-07
  • S66 Uniform Combined State Law Examination
    2024-12-16
  • S63 Uniform Securities Agent State Law Examination
    2023-08-07
Other Names
  • Julie Ann Fischer

View on SEC IAPD

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