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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-10-09 |
Branch Locations
600 Plastics Pl., Kalamazoo, MI 49001 • United States
2019 4Th St., Jackson, MI 49203 • United States
180 Little Lake Dr., #6A, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | Present |
| Jackson Country Club | Jackson | MI | 05/2020 | 08/2021 |
| Barton Hills Country Club | Ann Arbor | MI | 05/2022 | 08/2022 |
| American 1 Credit Union | Jackson | MI | 01/2023 | 05/2023 |
| Dawn Foods | Jackson | MI | 05/2023 | 08/2023 |
| Spring Arbor University | Jackson | MI | 08/2019 | 05/2023 |
| Western High School | Jackson | MI | 08/2015 | 05/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2023 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2024 | Present |
1) STONE PATH WEALTH MANAGEMENT, 180 LITTLE LAKE DR #68, ANN ARBOR, MI 48103, 10/2023, INVESTMENT ADVISOR REPRESENTATIVE, 1099 CONTRACTOR, INV REL, 150 HR/MO - 130 HR/MO TRADING. 2) CHARLIE DOBBEN TENNIS/PICKLEBALL LESSONS, Jackson/Ann Arbor MI 49203, 04/15/2024, Coach, May charge students for tennis/pickleball lessons, NIR, 4 HR/MO, 0 HR/MO TRADING 3) LWM INSURANCE ADVISORS LLC, 180 Little Lake Dr Ann Arbor MI 48103, 6a, Ann Arbor MI 48103, United States, 11/11/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 3/MO - 3/Trading 4) CHARLES DOBBEN TRADING, 180 Little Lake Dr Ann Arbor MI 48103, 6a, Ann Arbor MI 48103, 05/2025, Investment Advisor Representative, 1099, INV REL, 15 HR/MO, 15 HR/MO TRADING. 5) LAKEWOOD WEALTH MANAGEMENT, 180 Little Lake Dr Ann Arbor MI 48103, 6a, Ann Arbor MI 48103, 05/2025, Investment Advisor Representative, DBA Name, INV REL, 140 HR/MO, 140 HR/MO TRADING. 6) SPRING ARBOR UNIVERSITY PICKLEBALL, 200 W Ganson St, Jackson, MI 49202 / Jackson MI 49203, United States, 10/10/2025, Assistant Pickleball coach, Volunteer, Not Investment Related, 30 HR/MO - 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-09 |
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