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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-13 |
Branch Locations
4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2023 | 01/2025 |
| Unemployed | Escondido | CA | 02/2023 | 09/2023 |
| City National Bank | La Jolla | CA | 07/2022 | 02/2023 |
| First Republic Bank | Escondido | CA | 05/2015 | 06/2022 |
| Lpl Enterprise, Llc | San Diego | CA | 02/2025 | Present |
1. 02/10/2025 - Mediterranee Catering - Business Owner - Non Inv Related - San Diego, CA - 12/10/2024 - 4hrs/MTH 2. 02/10/2025 - Rivershore Consulting Inc - Business Entity for Tax/Investment Purposes Only - Inv Related - San Diego, CA - 01/15/2023 - 1hrs/MTH 3. 02/10/2025 - Personal Rental Properties - Real Estate Rental - Inv Related - Escondido, CA - 12/30/2021 - 1hrs/MTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-12 |
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