Guang Li

Current Employers

Southmore Financial Advisory Llc

Houston, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-02

TX RA
APPROVED

Since 2023-11-02

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shell Oil	Houston	TX	07/2012	07/2020
Southmore Opportunity Investment Llc	Houston	TX	08/2020	Present
Southmore Financial Advisory Llc	Houston	TX	09/2023	Present

07/2012 → 07/2020

Shell Oil

Houston, TX
08/2020 → Present

Southmore Opportunity Investment Llc

Houston, TX
09/2023 → Present

Southmore Financial Advisory Llc

Houston, TX

Other Businesses

Holman Opportunity Investment LLC Not investment related; inactive 310 Glenwood Drive, Houston, TX 77007 Holding of real estate investments CEO January 2020 Zero hours per month; zero hours during trading hours Houston Tsinghua Alumni Association Not investment related 8911 Bellaire Blvd. Houston, TX 77036 Nonprofit alumni association Member; non-officer, no duties 09/1997 Zero hours per month; zero hours during trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-26

S65 Uniform Investment Adviser Law Examination

2023-10-26

Other Names

George Li

View on SEC IAPD