Juan Gabriel Rodriguez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-15

CA RA
APPROVED

Since 2025-05-15

Branch Locations

2570 N Perris Blvd Ste 101, Perris, CA 92571-3249 • United States

27220 Sun City Blvd, Sun City, CA 92586-2566 • United States

40412 Murrieta Hot Springs Rd, Murrieta, CA 92563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Riverside	CA	10/2023	01/2025
Rrr Group Inc	Riverside	CA	02/2008	08/2023
Nylife Securities Llc	Riverside	CA	10/2023	01/2025
Cuso Financial Services, Lp	San Diego	CA	01/2025	05/2025
Lpl Financial Llc	Riverside	CA	05/2025	Present

10/2023 → 01/2025

New York Life Insurance Company

Riverside, CA
02/2008 → 08/2023

Rrr Group Inc

Riverside, CA
10/2023 → 01/2025

Nylife Securities Llc

Riverside, CA
01/2025 → 05/2025

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

Riverside, CA

Previous Registrations

2025-02-26 → 2025-05-15

Cuso Financial Services, L.P.

San Diego, CA

Riverside, CA

Riverside, CA

Other Businesses

1- 05/15/2025 - Altura Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-25
S63	Uniform Securities Agent State Law Examination	2024-05-02

S65 Uniform Investment Adviser Law Examination

2025-02-25
S63 Uniform Securities Agent State Law Examination

2024-05-02

View on SEC IAPD