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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-18 |
Branch Locations
600 Grant St, Pittsburgh, PA 15219 • United States
2069 W 25Th St, Cleveland, OH 44113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independence High School | Independence | OH | 08/2014 | 05/2018 |
| Independence Outdoor Pool | Independence | OH | 05/2016 | 08/2017 |
| Independence Service Department | Independence | OH | 07/2016 | 08/2018 |
| Toyota Motorcars | University Heights | OH | 03/2018 | 12/2019 |
| Champion One | Independence | OH | 06/2020 | 09/2023 |
| Kent State University | Kent | OH | 08/2018 | 05/2020 |
| Cleveland State University | Cleveland | OH | 06/2020 | 05/2023 |
| Guardian Life Insurance Company / Capital Planners | Beachwood | OH | 10/2023 | 11/2025 |
| Park Avenue Securities | Beachwood | OH | 05/2025 | 11/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2025 | 07/2026 |
| Cetera Investment Advisors Llc | Independence | OH | 03/2026 | 07/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-03 |
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