Josiah Lotz

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
TN	RA	APPROVED	2024-12-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Western Governor'S University	Salt Lake City	UT	02/2021	09/2023
Western Governor'S University	Salt Lake City	UT	02/2019	02/2021
Stubhub Inc.	Draper	UT	09/2018	02/2019
Papa Lt Inc.	Salt Lake City	UT	09/2018	09/2018
Fidelity Investments	Salt Lake City	UT	09/2023	09/2024
Ibaraki Board Of Education	Mito		07/2017	07/2018
Dominos Pizza	Circle Pines	MN	01/2015	07/2017
Eastern Carver County School District	Chaska	MN	08/2016	06/2017
Hopkins Public Schools	Hopkins	MN	08/2016	06/2017
Bethel University	St. Paul	MN	04/2015	06/2017
Western Governor'S University	Salt Lake City	UT	09/2019	08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Nashville	TN	11/2024	Present
Bank Of America, N.A.	Nashville	TN	01/2025	Present

02/2021 → 09/2023

Western Governor'S University

Salt Lake City, UT
02/2019 → 02/2021

Western Governor'S University

Salt Lake City, UT
09/2018 → 02/2019

Stubhub Inc.

Draper, UT
09/2018 → 09/2018

Papa Lt Inc.

Salt Lake City, UT
09/2023 → 09/2024

Fidelity Investments

Salt Lake City, UT
07/2017 → 07/2018

Ibaraki Board Of Education

Mito
01/2015 → 07/2017

Dominos Pizza

Circle Pines, MN
08/2016 → 06/2017

Eastern Carver County School District

Chaska, MN
08/2016 → 06/2017

Hopkins Public Schools

Hopkins, MN
04/2015 → 06/2017

Bethel University

St. Paul, MN
09/2019 → 08/2021

Western Governor'S University

Salt Lake City, UT
11/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nashville, TN
01/2025 → Present

Bank Of America, N.A.

Nashville, TN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-17
S63	Uniform Securities Agent State Law Examination	2023-12-05