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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-16
  • NY RA
    APPROVED
    Since 2025-04-16

Branch Locations

1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States

5140 Yonge Street Suite 1600, North York, On M2N 6L7 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Wealth Toronto 10/2010 Present
Td Private Client Wealth Llc North York, On 09/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-15
  • S66 Uniform Combined State Law Examination
    2025-04-15

View on SEC IAPD

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