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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-07 |
| TX | RA | APPROVED | 2023-10-10 |
Branch Locations
1200 Quail St Ste 210, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Richardson | TX | 09/2023 | Present |
| Urbanfootprint | Berkeley | CA | 05/2022 | 02/2024 |
| Ekata | Seattle | WA | 09/2021 | 05/2022 |
| Unearth Technologies | Seattle | WA | 08/2020 | 09/2021 |
| Princeton University | Princeton | NJ | 08/2018 | 08/2020 |
| University Of Tennessee Chattanooga | Chattanooga | TN | 07/2016 | 08/2018 |
1) 09/18/2023 - Oakstone Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start date: 9/21/2023 - 160 Hours Per Month/ 8 hr During Trading 2) 05/30/2025 - NexAnnuity - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start date:05/20/2025 - 1 Hours Per Month/ 1 During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-28 |
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