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Current Employers
Walter & Shuffain Financial Services, Llc

One International Place Suite 1010, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-11-15
  • MA RA
    APPROVED
    Since 2023-11-15

Branch Locations

One International Place Suite 1010, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walter Shuffain Pc Westwood MA 06/2004 Present
Walter Shuffain Financial Services, Llc Boston MA 08/2023 Present
  • 06/2004 → Present
    Walter Shuffain Pc
    Westwood, MA
  • 08/2023 → Present
    Walter Shuffain Financial Services, Llc
    Boston, MA
Other Businesses

Walter Shuffain PC, not investment-related, 101 Station Drive, Suite 250 Westwood, MA 02090, CPA Firm Audit, Accounting & Tax compliance, CPA Shareholder, as of 6/2024, 120 hrs/month, 6 hrs during trade hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-05
  • S65 Uniform Investment Adviser Law Examination
    2023-08-05

View on SEC IAPD

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