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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-30
  • FL RA
    APPROVED
    Since 2026-04-30

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaworld Orlando FL 08/2023 10/2023
Wells Fargo Orlando FL 12/2014 02/2019
Wells Fargo Orlando FL 02/2019 04/2023
Unemployed Clermont FL 04/2023 08/2023
Charles Schwab & Co., Inc. Orlando FL 10/2023 Present
  • 08/2023 → 10/2023
    Seaworld
    Orlando, FL
  • 12/2014 → 02/2019
    Wells Fargo
    Orlando, FL
  • 02/2019 → 04/2023
    Wells Fargo
    Orlando, FL
  • 04/2023 → 08/2023
    Unemployed
    Clermont, FL
  • 10/2023 → Present
    Orlando, FL
Other Businesses

1) Flying Scissors Salon & Spa|Investment Related: No|260 Citrus Tower Blvd. Suite D, Clermont, Florida, 34711, USA|Personal/Household Services|Front Desk Associate|6/7/2024|Varies hour/month - 0 during trading hours|Assist with inventory and product management, attend networking events, cashiering, customer service and concierge services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-26
S63 Uniform Securities Agent State Law Examination 2024-02-23
  • S65 Uniform Investment Adviser Law Examination
    2026-01-26
  • S63 Uniform Securities Agent State Law Examination
    2024-02-23

View on SEC IAPD

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