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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-19
TX RA APPROVED 2024-01-04
  • LA RA
    APPROVED
    Since 2024-12-19
  • TX RA
    APPROVED
    Since 2024-01-04

Branch Locations

Metairie, LA • United States

Two Barton Skyway 1601 South Mopac Expressway, Sui, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier Veterinary Consultants, Llc New Orleans LA 03/2020 Present
Metairie Small Animal Hospital Metairie LA 06/2014 03/2020
Cetera Wealth Services, Llc El Segundo CA 09/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 03/2020 → Present
    Premier Veterinary Consultants, Llc
    New Orleans, LA
  • 06/2014 → 03/2020
    Metairie Small Animal Hospital
    Metairie, LA
  • 09/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS INC DBA NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE, SECURITIES AND PLANNING BUSINESS 2. NAME OF OTHER BUSINESS: PREMIER VETERINARY CONSULTANTS, LLC INVESTMENT RELATED: NO ADDRESS: 11362 CANTERBURY TALES LN AUSTIN TX 78748 NATURE OF BUSINESS: VETERINARY MEDICINE START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PRACTICE OF VETERINARY MEDICINE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-27
  • S66 Uniform Combined State Law Examination
    2023-12-27
Other Names
  • Michael Edward Graham

View on SEC IAPD

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