Sita Marie Monti

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-23

FL RA
APPROVED

Since 2024-04-23

Branch Locations

Tampa, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Livafrika	Tampa	FL	09/2011	09/2016
Ameriprise Financial Services, Inc.	Tampa	FL	09/2016	04/2019
Ameriprise Financial Services, Inc.	Tampa	FL	08/2019	07/2020
Unemployed	Tampa	FL	04/2019	08/2019
Unemployed	Tampa	FL	07/2020	11/2020
E*Trade Securities Llc	Temple Terrace	FL	11/2020	09/2023
E*Trade Capital Management Llc	Temple Terrace	FL	11/2020	09/2023
Morgan Stanley	Temple Terrace	FL	01/2023	02/2024
Morgan Stanley	Temple Terrace	FL	09/2023	02/2024
Morgan Stanley	Temple Terrace	FL	09/2023	02/2024
Empower Financial Services, Inc	Greenwood Village	CO	03/2024	Present
Empower Advisory Group, Llc	Greenwood Village	CO	03/2024	Present

09/2011 → 09/2016

Livafrika

Tampa, FL
09/2016 → 04/2019

Ameriprise Financial Services, Inc.

Tampa, FL
08/2019 → 07/2020

Ameriprise Financial Services, Inc.

Tampa, FL
04/2019 → 08/2019

Unemployed

Tampa, FL
07/2020 → 11/2020

Unemployed

Tampa, FL
11/2020 → 09/2023

E*Trade Securities Llc

Temple Terrace, FL
11/2020 → 09/2023

E*Trade Capital Management Llc

Temple Terrace, FL
01/2023 → 02/2024

Morgan Stanley

Temple Terrace, FL
09/2023 → 02/2024

Morgan Stanley

Temple Terrace, FL
09/2023 → 02/2024

Morgan Stanley

Temple Terrace, FL
03/2024 → Present

Empower Financial Services, Inc

Greenwood Village, CO
03/2024 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

Previous Registrations

2023-09-05 → 2024-02-22

Morgan Stanley

Tampa, FL
2020-11-23 → 2023-09-05

Harrisdirect Llc

Temple Terrace, FL

Tampa, FL

Arlington, VA
2019-09-03 → 2020-07-15

Ameriprise Financial Services, Llc

Tampa, FL

Tampa, FL
2017-03-02 → 2019-04-15

Ameriprise Financial Services, Llc

Tampa, FL

Tampa, FL
1999-06-07 → 2006-09-08

Eagle Asset Management Inc

St. Petersburg, FL

Other Businesses

(A) 1. LivAfrika 2. Investment Related: No 3. (Personal Address) 4. Retail Sales 5. Founder 6. 09/21/2011 7. Hours devoted to business: 5 8. Hours devoted during Securities business: 0 9. proceeds are donated to the mission. I do not take a salary or any income at all. This is purely a volunteer effort. *581377 - Sita Monti; Investment Related: No; Tampa, Florida; Teaching yoga classes; Yoga Teacher (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2024; During Business Hours: 0; After Business Hours: 4; Teaching various forms of yoga

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-21
S63	Uniform Securities Agent State Law Examination	1999-09-27
S65	Uniform Investment Adviser Law Examination	1999-04-19

S66 Uniform Combined State Law Examination

2017-02-21
S63 Uniform Securities Agent State Law Examination

1999-09-27
S65 Uniform Investment Adviser Law Examination

1999-04-19

Designations

Other Names

Sita Marie Monti
Sita M Monti

View on SEC IAPD