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Dorothy Geissler Downs

Rbc Capital Markets, LLC

Atlanta, GA

Marietta, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-12
GA RA APPROVED 2026-05-05
  • TX RA
    APPROVED
    Since 2026-05-12
  • GA RA
    APPROVED
    Since 2026-05-05

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Atlanta GA 09/2024 Present
Ubs Financial Services Atlanta GA 10/2023 09/2024
Kimball Midwest Marietta GA 05/2022 09/2023
Excellence In Exercise Atlanta GA 01/2006 10/2021
Unemployed - Covid Break- Sold Business Marietta GA 11/2021 05/2022
  • 09/2024 → Present
    Rbc Capital Markets, Llc
    Atlanta, GA
  • 10/2023 → 09/2024
    Ubs Financial Services
    Atlanta, GA
  • 05/2022 → 09/2023
    Kimball Midwest
    Marietta, GA
  • 01/2006 → 10/2021
    Excellence In Exercise
    Atlanta, GA
  • 11/2021 → 05/2022
    Unemployed - Covid Break- Sold Business
    Marietta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-01
  • S66 Uniform Combined State Law Examination
    2026-05-01

View on SEC IAPD

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