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Samantha Elizabeth Swayze

Northern Trust Investments, Incorporated

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-03
  • IL RA
    APPROVED
    Since 2024-12-03

Branch Locations

181 West Madison, Chicago, IL 60603 • United States

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Coeur D' Alene ID 12/2012 06/2018
Student Moscow ID 08/2018 12/2020
Student Beaumont TX 01/2021 05/2023
Murphy & Sylvest Wealth Management Dallas TX 06/2023 08/2023
Murphy & Sylvest Dallas TX 09/2023 10/2024
Northern Trust Bank Chicago IL 11/2024 Present
Northern Trust Securities, Inc. Chicago IL 11/2024 Present
  • 12/2012 → 06/2018
    Student
    Coeur D' Alene, ID
  • 08/2018 → 12/2020
    Student
    Moscow, ID
  • 01/2021 → 05/2023
    Student
    Beaumont, TX
  • 06/2023 → 08/2023
    Murphy & Sylvest Wealth Management
    Dallas, TX
  • 09/2023 → 10/2024
    Murphy & Sylvest
    Dallas, TX
  • 11/2024 → Present
    Northern Trust Bank
    Chicago, IL
  • 11/2024 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-07
S65 Uniform Investment Adviser Law Examination 2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2025-02-07
  • S65 Uniform Investment Adviser Law Examination
    2023-08-23

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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