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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-13 |
| WA | RA | APPROVED | 2024-12-02 |
| FL | RA | APPROVED | 2024-09-03 |
| ME | RA | APPROVED | 2024-09-03 |
| MI | RA | APPROVED | 2024-09-03 |
Branch Locations
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
156 Ouellette Ave Suite 300, Windsor, Ontario N9A 1A4 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Waterhouse | Windsor | 02/2009 | Present | |
| Td Private Client Wealth Llc | Windsor, On | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-02 |
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