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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-28
  • NJ RA
    APPROVED
    Since 2025-11-28

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc Los Angeles CA 06/2022 08/2022
First Republic Securities Company, Llc Los Angeles CA 08/2023 10/2023
Tulane University New Orleans LA 08/2022 05/2023
Tulane University New Orleans LA 08/2021 05/2022
Tulane University New Orleans LA 08/2020 05/2021
Tulane University New Orleans LA 08/2019 05/2020
Griffin Club Los Angeles Los Angeles CA 06/2019 08/2019
Sugarshot Los Angeles CA 05/2020 07/2020
Loyola High School Los Angeles CA 08/2015 06/2019
J.P. Morgan Securities Llc Los Angeles CA 08/2023 10/2023
Jp Morgan Chase Bank, N.A. Los Angeles CA 10/2023 04/2025
Unemployed New York NY 05/2025 09/2025
Unemployed Los Angeles CA 05/2023 08/2023
Ubs Financial Services Inc. Weehawken NJ 09/2025 Present
  • 06/2022 → 08/2022
    First Republic Investment Management, Inc
    Los Angeles, CA
  • 08/2023 → 10/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 08/2022 → 05/2023
    Tulane University
    New Orleans, LA
  • 08/2021 → 05/2022
    Tulane University
    New Orleans, LA
  • 08/2020 → 05/2021
    Tulane University
    New Orleans, LA
  • 08/2019 → 05/2020
    Tulane University
    New Orleans, LA
  • 06/2019 → 08/2019
    Griffin Club Los Angeles
    Los Angeles, CA
  • 05/2020 → 07/2020
    Sugarshot
    Los Angeles, CA
  • 08/2015 → 06/2019
    Loyola High School
    Los Angeles, CA
  • 08/2023 → 10/2023
    Los Angeles, CA
  • 10/2023 → 04/2025
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
  • 05/2025 → 09/2025
    Unemployed
    New York, NY
  • 05/2023 → 08/2023
    Unemployed
    Los Angeles, CA
  • 09/2025 → Present
    Weehawken, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-25
  • S66 Uniform Combined State Law Examination
    2024-01-25
Other Names
  • Joey Phelps
  • Joseph Adam Phelps

View on SEC IAPD

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