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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-31
PA RA APPROVED 2024-02-23
  • TX RA
    APPROVED
    Since 2024-05-31
  • PA RA
    APPROVED
    Since 2024-02-23

Branch Locations

Newtown Square, PA • United States

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Newtown Square PA 09/2023 Present
Mml Investors Services, Llc Newtown Square PA 09/2023 Present
Malvern Prep Malvern PA 09/2015 06/2019
Clemson University Clemson SC 06/2019 05/2023
Unemployed Newtown Square PA 05/2023 09/2023
  • 09/2023 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 09/2023 → Present
    Newtown Square, PA
  • 09/2015 → 06/2019
    Malvern Prep
    Malvern, PA
  • 06/2019 → 05/2023
    Clemson University
    Clemson, SC
  • 05/2023 → 09/2023
    Unemployed
    Newtown Square, PA
Other Businesses

NAME: KJM4, LLC INV REL: Y ADD: 29 SCHOOLHOUSE LN, BROOMALL, PA 19008 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 11/01/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-09
  • S66 Uniform Combined State Law Examination
    2024-02-09

View on SEC IAPD

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