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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2026-01-15
NE RA APPROVED 2025-12-23
GA RA APPROVED 2025-12-19
VI RA APPROVED 2025-12-19
AL RA APPROVED 2025-12-18
AK RA APPROVED 2025-12-18
DE RA APPROVED 2025-12-18
IA RA APPROVED 2025-12-18
KS RA APPROVED 2025-12-18
LA RA APPROVED 2025-12-18
ME RA APPROVED 2025-12-18
MD RA APPROVED 2025-12-18
MN RA APPROVED 2025-12-18
MT RA APPROVED 2025-12-18
NM RA APPROVED 2025-12-18
NC RA APPROVED 2025-12-18
PR RA APPROVED 2025-12-18
TX RA APPROVED 2025-12-18
UT RA APPROVED 2025-12-18
NY RA APPROVED 2025-12-16
  • ND RA
    APPROVED
    Since 2026-01-15
  • NE RA
    APPROVED
    Since 2025-12-23
  • GA RA
    APPROVED
    Since 2025-12-19
  • VI RA
    APPROVED
    Since 2025-12-19
  • AL RA
    APPROVED
    Since 2025-12-18
  • AK RA
    APPROVED
    Since 2025-12-18
  • DE RA
    APPROVED
    Since 2025-12-18
  • IA RA
    APPROVED
    Since 2025-12-18
  • KS RA
    APPROVED
    Since 2025-12-18
  • LA RA
    APPROVED
    Since 2025-12-18
  • ME RA
    APPROVED
    Since 2025-12-18
  • MD RA
    APPROVED
    Since 2025-12-18
  • MN RA
    APPROVED
    Since 2025-12-18
  • MT RA
    APPROVED
    Since 2025-12-18
  • NM RA
    APPROVED
    Since 2025-12-18
  • NC RA
    APPROVED
    Since 2025-12-18
  • PR RA
    APPROVED
    Since 2025-12-18
  • TX RA
    APPROVED
    Since 2025-12-18
  • UT RA
    APPROVED
    Since 2025-12-18
  • NY RA
    APPROVED
    Since 2025-12-16

Branch Locations

Tonawanda, NY • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Amherst NY 06/2023 10/2025
Mml Investors Services, Llc Amherst NY 09/2023 10/2025
Massmutual Life Insurance Co Amherst NY 09/2022 06/2023
Lockport Town & Country Club Lockport NY 09/2018 03/2025
Reids Drive Inn Lockport NY 05/2015 05/2019
Lockport School District Lockport NY 09/2012 05/2018
Hsbc Bank Usa, N.A. Buffalo NY 11/2025 Present
Hsbc Securities (Usa) Inc. Buffalo NY 12/2025 Present
  • 06/2023 → 10/2025
    Massmutual Life Insurance Co
    Amherst, NY
  • 09/2023 → 10/2025
    Amherst, NY
  • 09/2022 → 06/2023
    Massmutual Life Insurance Co
    Amherst, NY
  • 09/2018 → 03/2025
    Lockport Town & Country Club
    Lockport, NY
  • 05/2015 → 05/2019
    Reids Drive Inn
    Lockport, NY
  • 09/2012 → 05/2018
    Lockport School District
    Lockport, NY
  • 11/2025 → Present
    Hsbc Bank Usa, N.A.
    Buffalo, NY
  • 12/2025 → Present
    Buffalo, NY
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. ?the name of the other business; TikTok ?whether the business is investment-related; no ?the address of the other business; 5800 Bristol Pkwy, Suite 100, Culver City,CA 90230 ?the nature of the other business; Social Media ?your position; Influencer ?title, or relationship with the other business; Influencer ?the start date of your relationship; 1/11/2025 ?the approximate number of hours/month you devote to the other business;1 hour/day, 365 days ?the number of hours you devote to the other business during securities trading hours; 0 ?briefly describe your duties relating to the other business; creating social media content as an influencer on the TikTok platform. Their content focuses on reddit or made up first date stories. They avoid discussing anything related to their professional work, as they are aware of the regulations that apply to licensed professionals. TikTok compensates the requestor directly through its Creator Program. 1. The name of the other business - Meta Platforms Inc 2. Whether the business is investment-related: No 3. The address of the other business - 53 cosdrew Lane, East Hampton, 11937, NY 4. The nature of the other business: creating Reels as Meta calls them (shortform video content) 5. Your position: Content Creator 6. Title/Relationship with the other business: Content Creator 7. The start date of your relationship: 2/11/2026 8. The approximate number of hours/month you devote to the other business: 30 hours/month, 1hr/day 9. The number of hours you devote to the other business during securities trading hours: 0 hours during trading hours 10. Briefly describe your duties relating to the other business: Creating content, such as story time videos that don't relate whatsoever to my duties at HSBC .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-04
  • S66 Uniform Combined State Law Examination
    2025-04-04
Other Names
  • Christian Thompson

View on SEC IAPD

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