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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-10-26
  • SC RA
    APPROVED
    Since 2023-10-26

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 06/2014 Present
  • 06/2014 → Present
    Knights Of Columbus Insurance
    New Haven, CT
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 6/2014, 80 hours a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-25
  • S65 Uniform Investment Adviser Law Examination
    2023-10-25

View on SEC IAPD

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