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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-04-30
  • MO RA
    APPROVED
    Since 2024-04-30

Branch Locations

12224 Tesson Ferry Rd, Saint Louis, MO 63128 • United States

12230 Manchester Road, Des Peres, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Jefferson City MO 09/2023 Present
Central Trust Bank Jefferson City MO 09/2023 Present
First Midwest Bank Of The Ozarks Columbia MO 08/2022 08/2023
University Of Missouri-Columbia Columbia MO 08/2019 07/2023
Hensel Painting Company Columbia MO 05/2022 08/2022
Harpos Bar And Grill Columbia MO 05/2021 08/2021
Westborough Country Club St. Louis MO 05/2020 08/2020
Giant Steps School For Autism St. Louis MO 05/2019 08/2019
Saint Louis University High School St. Louis MO 08/2015 05/2019
  • 09/2023 → Present
    Jefferson City, MO
  • 09/2023 → Present
    Central Trust Bank
    Jefferson City, MO
  • 08/2022 → 08/2023
    First Midwest Bank Of The Ozarks
    Columbia, MO
  • 08/2019 → 07/2023
    University Of Missouri-Columbia
    Columbia, MO
  • 05/2022 → 08/2022
    Hensel Painting Company
    Columbia, MO
  • 05/2021 → 08/2021
    Harpos Bar And Grill
    Columbia, MO
  • 05/2020 → 08/2020
    Westborough Country Club
    St. Louis, MO
  • 05/2019 → 08/2019
    Giant Steps School For Autism
    St. Louis, MO
  • 08/2015 → 05/2019
    Saint Louis University High School
    St. Louis, MO
Other Businesses

1) 11/29/2023 - Central Investment Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-26
  • S66 Uniform Combined State Law Examination
    2024-04-26
Other Names
  • Carter Kane

View on SEC IAPD

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