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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-07
TX RA APPROVED 2024-06-07
  • IL RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2024-06-07

Branch Locations

10 South Dearborn, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthspring Financial Partners Llc Parsippany NJ 09/2023 05/2024
Strategies For Wealth New York NY 06/2022 07/2022
Land Pros Of New Jersey Llc Caldwell NJ 05/2020 08/2023
Caldwell Nursery West Caldwell NJ 12/2017 12/2021
Legends Alumni Association Columbus OH 08/2022 11/2022
Unemployed Caldwell NJ 06/2014 11/2017
Avantax Investment Services Inc. Parsippany NJ 09/2023 05/2024
Avantax Advisory Services Parsippany NJ 09/2023 05/2024
West Caldwell Recreation Department West Caldwell NJ 06/2018 07/2021
J.P. Morgan Securities Llc Chicago IL 06/2024 Present
Jpmorgan Chase Bank, N.A. Chicago IL 06/2024 Present
Trinet Hr Corp Parsippany NJ 09/2023 05/2024
  • 09/2023 → 05/2024
    Wealthspring Financial Partners Llc
    Parsippany, NJ
  • 06/2022 → 07/2022
    Strategies For Wealth
    New York, NY
  • 05/2020 → 08/2023
    Land Pros Of New Jersey Llc
    Caldwell, NJ
  • 12/2017 → 12/2021
    Caldwell Nursery
    West Caldwell, NJ
  • 08/2022 → 11/2022
    Legends Alumni Association
    Columbus, OH
  • 06/2014 → 11/2017
    Unemployed
    Caldwell, NJ
  • 09/2023 → 05/2024
    Avantax Investment Services Inc.
    Parsippany, NJ
  • 09/2023 → 05/2024
    Avantax Advisory Services
    Parsippany, NJ
  • 06/2018 → 07/2021
    West Caldwell Recreation Department
    West Caldwell, NJ
  • 06/2024 → Present
    Chicago, IL
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 09/2023 → 05/2024
    Trinet Hr Corp
    Parsippany, NJ
Previous Registrations
  • 2024-01-23 → 2024-05-30
    Avantax Advisory Services
    Dallas, TX
    Parsippany, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-22
  • S66 Uniform Combined State Law Examination
    2024-01-22
Other Names
  • Jake Fierro
  • Jake F Fierro

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