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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-09
  • CA RA
    APPROVED
    Since 2024-03-09

Branch Locations

Cwm Retail, Sales 2401 El Camino Real, Palo Alto, CA 94306 • United States

Citi Retail Banking 608 San Antonio Road, Mountain View, CA 94040 • United States

Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Mateo CA 09/2019 Present
California Pizza Kitchen San Mateo CA 08/2017 08/2021
Unemployed San Mateo CA 04/2015 07/2017
  • 09/2019 → Present
    Citigroup
    San Mateo, CA
  • 08/2017 → 08/2021
    California Pizza Kitchen
    San Mateo, CA
  • 04/2015 → 07/2017
    Unemployed
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2024-02-03
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2024-02-03

View on SEC IAPD

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