Nicholas Manna

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-11
IA	RA	APPROVED	2025-11-03

TX RA
APPROVED

Since 2025-11-11
IA RA
APPROVED

Since 2025-11-03

Branch Locations

7545 Ashworth Rd Adp - Home Office, West Des Moines, IA 50266 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	West Des Moines	IA	07/2023	Present
Wells Fargo Home Mortgage	Longmont	CO	09/2015	07/2023
Williams-Sonoma, Inc.	Des Moines	IA	09/2016	05/2019
Williams-Sonoma, Inc.	Broomfield	CO	07/2022	01/2025
Bank Of America, N.A.	West Des Moines	IA	10/2025	Present

07/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA
09/2015 → 07/2023

Wells Fargo Home Mortgage

Longmont, CO
09/2016 → 05/2019

Williams-Sonoma, Inc.

Des Moines, IA
07/2022 → 01/2025

Williams-Sonoma, Inc.

Broomfield, CO
10/2025 → Present

Bank Of America, N.A.

West Des Moines, IA

Other Businesses

I*3672267 Entity Type: For Profit, Publicly Traded Name of OBA: Best Buy Address: West Des Moines, Iowa, 50266 Investment Related: No Position, Title, Association: Employee Employee Start Date: 02/11/2026 Number of Hours: 15, Weekly Number of Hours during trading: 0 Duties: Part time job - electronics retail sales Retail sales of electronics (part time)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-03

S66 Uniform Combined State Law Examination

2025-11-03

Other Names

Nicholas Noel Manna
Nick N Manna

View on SEC IAPD