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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
Branch Locations
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Plano | TX | 08/2023 | 12/2024 |
| Ch Robinson | Plano | TX | 05/2022 | 08/2022 |
| Cdp Environmental Construction | Argyle | TX | 05/2021 | 08/2021 |
| Klm Roofing And General Contracting | Grapevine | TX | 05/2020 | 08/2020 |
| University Of Arkansas | Fayetteville | AR | 08/2019 | 08/2023 |
| Bridlewood Golf Course | Flower Mound | TX | 06/2019 | 08/2019 |
| Flower Mound High School | Flower Mound | TX | 08/2015 | 06/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 03/2026 | Present |
| Tiaa | Frisco | TX | 03/2026 | Present |
| Unemployed | Dallas | TX | 12/2024 | 03/2026 |
| Unemployed | Dallas | TX | 05/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-05-08 |
| S65 | Uniform Investment Adviser Law Examination | 2024-01-25 |
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