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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

3555 S Culpepper Cir Ste 100, Springfield, MO 65804 • United States

7600-B North Capital Of Texas Highway Ste 110, Austin, TX 78731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Fort Worth TX 09/2023 11/2024
Uni Uni Logistics Austin TX 01/2024 04/2024
Door Dash Austin TX 10/2023 01/2024
Dabella Austin TX 01/2023 06/2023
Spectrum Killeen TX 03/2019 06/2022
Usps Killeen TX 01/2015 02/2018
Umemployed/ School Killeen TX 06/2023 10/2023
Unemployed Killeen TX 06/2022 01/2023
Unemployed/School Killeen TX 02/2018 03/2019
First Command Brokerage Services, Inc Fort Worth TX 11/2024 11/2024
First Command Advisory Services, Inc. Fort Worth TX 11/2024 11/2024
First Command Insurance Services, Inc. Fort Worth TX 11/2024 11/2024
Mutual Of Omaha Investor Services Austin TX 06/2025 Present
Mutual Of Omaha Insurance Company Austin TX 06/2025 Present
N/A Georgetown TX 11/2024 06/2025
  • 09/2023 → 11/2024
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 01/2024 → 04/2024
    Uni Uni Logistics
    Austin, TX
  • 10/2023 → 01/2024
    Door Dash
    Austin, TX
  • 01/2023 → 06/2023
    Dabella
    Austin, TX
  • 03/2019 → 06/2022
    Spectrum
    Killeen, TX
  • 01/2015 → 02/2018
    Usps
    Killeen, TX
  • 06/2023 → 10/2023
    Umemployed/ School
    Killeen, TX
  • 06/2022 → 01/2023
    Unemployed
    Killeen, TX
  • 02/2018 → 03/2019
    Unemployed/School
    Killeen, TX
  • 11/2024 → 11/2024
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 11/2024 → 11/2024
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 11/2024 → 11/2024
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 06/2025 → Present
    Mutual Of Omaha Investor Services
    Austin, TX
  • 06/2025 → Present
    Mutual Of Omaha Insurance Company
    Austin, TX
  • 11/2024 → 06/2025
    N/A
    Georgetown, TX
Previous Registrations
Other Businesses

Insurance Agent - Start Date: 06/2025 - Non-investment Related - Insurance lines of business: Life, Health, Annuities - Hours/per week during trading hours: 40

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-15
S63 Uniform Securities Agent State Law Examination 2024-08-05
  • S65 Uniform Investment Adviser Law Examination
    2024-11-15
  • S63 Uniform Securities Agent State Law Examination
    2024-08-05
Other Names
  • Raul O Aulet
  • Omar Aulet

View on SEC IAPD

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