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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-03-27
  • CT RA
    APPROVED
    Since 2024-03-27

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Marine Corps Reserve Londonderry NH 08/2019 Present
Ubs Financial Services Inc. Greenwich CT 09/2023 Present
University System Of New Hampshire, Et&S Plymouth NH 01/2021 05/2023
Dublin General Store Dublin NH 10/2017 08/2019
Peterborough Recreation Department Peterbrough NH 04/2015 08/2021
  • 08/2019 → Present
    United States Marine Corps Reserve
    Londonderry, NH
  • 09/2023 → Present
    Greenwich, CT
  • 01/2021 → 05/2023
    University System Of New Hampshire, Et&S
    Plymouth, NH
  • 10/2017 → 08/2019
    Dublin General Store
    Dublin, NH
  • 04/2015 → 08/2021
    Peterborough Recreation Department
    Peterbrough, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-27
  • S66 Uniform Combined State Law Examination
    2024-03-27

View on SEC IAPD

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