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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-30 |
Branch Locations
20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life | Chicago | IL | 04/2024 | 01/2025 |
| Northwestern Mutual | Chicago | IL | 11/2023 | 03/2024 |
| Perkins Coie Llp | Chicago | IL | 10/2021 | 09/2023 |
| Ropes & Gray Llp | Chicago | IL | 09/2016 | 10/2021 |
| Lpl Enterprise Llc | Chicago | IL | 03/2025 | Present |
| Unemployed | Chicago | IL | 01/2025 | 03/2025 |
| Unemployed | Chicago | IL | 06/2016 | 09/2016 |
| Unemployed | Chicago | IL | 09/2023 | 11/2023 |
1. 03/03/2025 - Independent Author - Author - Non Inv Related - Chicago, IL - 12/01/2021 - 100hrs/MTH 2. 03/03/2025 - Independent Musician - Artist/ Musician - Non Inv Related - Chicago, IL - 01/01/2016 - 50hrs/MTH 3. 03/03/2025 - Uber Driver - Rideshare - Non Inv Related - Chicago, IL - 01/01/2016 - 50hrs/MTH 4. 03/03/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Chicago, IL - 02/26/2025 - 160hrs/MTH 5. 03/03/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Chicago, IL - 02/26/2025 - 160hrs/MTH 6. 04/06/2026-The Focal Point Financial Group LLC-Partner-Inv related-At reported business location(s)-Start date 03/03/2026-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-24 |
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