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Jacob Auger

Raymond James & Associates, Inc.

Carlsbad, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-10
  • CA RA
    APPROVED
    Since 2025-04-10

Branch Locations

5800 Armada Dr Ste 100, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aceana Group Salt Lake City UT 01/2022 08/2022
Salt Lake Country Club Salt Lake City UT 08/2022 05/2023
Lakeshore Learning Materials San Diego CA 06/2021 08/2021
Westminster College Salt Lake City UT 08/2020 05/2021
Lpl Financial Llc La Jolla CA 08/2023 03/2025
La Costa Canyon High School Carlsbad CA 08/2015 05/2019
Westminster College Salt Lake City UT 08/2019 05/2023
Raymond James & Associates, Inc. Carlsbad CA 03/2025 Present
  • 01/2022 → 08/2022
    Aceana Group
    Salt Lake City, UT
  • 08/2022 → 05/2023
    Salt Lake Country Club
    Salt Lake City, UT
  • 06/2021 → 08/2021
    Lakeshore Learning Materials
    San Diego, CA
  • 08/2020 → 05/2021
    Westminster College
    Salt Lake City, UT
  • 08/2023 → 03/2025
    Lpl Financial Llc
    La Jolla, CA
  • 08/2015 → 05/2019
    La Costa Canyon High School
    Carlsbad, CA
  • 08/2019 → 05/2023
    Westminster College
    Salt Lake City, UT
  • 03/2025 → Present
    Raymond James & Associates, Inc.
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-09
  • S66 Uniform Combined State Law Examination
    2025-04-09
Other Names
  • Jacob Auger
  • Jacob Martin Auger

View on SEC IAPD

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PFS INVESTMENTS INC.
COMMONWEALTH FINANCIAL NETWORK
FRANK FINANCIAL ADVISORS
LPL FINANCIAL LLC

Other Investors

JASON RICHARD LABRUM
Samuel Bowman Wheeler
Thomas Ohanesian
JORDIE ELIZABETH CZAPINSKI
ROBERT EDWARD PATERSON
ALEX KLINGENSMITH
Brittney Nicole Partow
Nolan Tyler Martin

Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

More in Carlsbad, CA

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