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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-16
TX RA APPROVED 2026-06-16
  • CA RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

555 California St, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 05/2022 Present
Cardinal Financial Los Angeles CA 11/2021 05/2022
Prosperity Home Mortgage Los Angeles CA 04/2021 11/2021
Rocket Mortgage Sacramento CA 01/2021 04/2021
Pennymac Roseville CA 02/2020 12/2020
Folsom Lake Toyota Folsom CA 05/2017 02/2020
The Element Student Living Sacramento CA 02/2017 05/2017
Gill Industries Plainfield MI 02/2016 02/2017
Bank Of America Las Vegas NV 05/2022 08/2023
  • 05/2022 → Present
    San Francisco, CA
  • 11/2021 → 05/2022
    Cardinal Financial
    Los Angeles, CA
  • 04/2021 → 11/2021
    Prosperity Home Mortgage
    Los Angeles, CA
  • 01/2021 → 04/2021
    Rocket Mortgage
    Sacramento, CA
  • 02/2020 → 12/2020
    Pennymac
    Roseville, CA
  • 05/2017 → 02/2020
    Folsom Lake Toyota
    Folsom, CA
  • 02/2017 → 05/2017
    The Element Student Living
    Sacramento, CA
  • 02/2016 → 02/2017
    Gill Industries
    Plainfield, MI
  • 05/2022 → 08/2023
    Bank Of America
    Las Vegas, NV
Other Businesses

I*2306262, Entity Type for profit, Name of OBA: N/AAddress: San Francisco, CA 94102 Investment Related: no Position, Title, Association:real estate license holder Employee Start Date: 07/01/2023 No Hours: 0 No Hours during trading: 0 Duties:I hold a real estate license but perform no activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-15
  • S66 Uniform Combined State Law Examination
    2026-06-15
Other Names
  • Phillip Alexander Zayas

View on SEC IAPD

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