Fabio Nunes

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-05-06
ND	RA	APPROVED	2026-05-06
VI	RA	APPROVED	2026-05-04
GA	RA	APPROVED	2026-04-30
NM	RA	APPROVED	2026-04-29
UT	RA	APPROVED	2026-04-29
AL	RA	APPROVED	2026-04-28
AK	RA	APPROVED	2026-04-28
DE	RA	APPROVED	2026-04-28
IA	RA	APPROVED	2026-04-28
KS	RA	APPROVED	2026-04-28
LA	RA	APPROVED	2026-04-28
ME	RA	APPROVED	2026-04-28
MD	RA	APPROVED	2026-04-28
MN	RA	APPROVED	2026-04-28
MT	RA	APPROVED	2026-04-28
NE	RA	APPROVED	2026-04-28
NC	RA	APPROVED	2026-04-28
PR	RA	APPROVED	2026-04-28
TX	RA	APPROVED	2026-04-28
CA	RA	APPROVED	2026-04-08

DC RA
APPROVED

Since 2026-05-06
ND RA
APPROVED

Since 2026-05-06
VI RA
APPROVED

Since 2026-05-04
GA RA
APPROVED

Since 2026-04-30
NM RA
APPROVED

Since 2026-04-29
UT RA
APPROVED

Since 2026-04-29
AL RA
APPROVED

Since 2026-04-28
AK RA
APPROVED

Since 2026-04-28
DE RA
APPROVED

Since 2026-04-28
IA RA
APPROVED

Since 2026-04-28
KS RA
APPROVED

Since 2026-04-28
LA RA
APPROVED

Since 2026-04-28
ME RA
APPROVED

Since 2026-04-28
MD RA
APPROVED

Since 2026-04-28
MN RA
APPROVED

Since 2026-04-28
MT RA
APPROVED

Since 2026-04-28
NE RA
APPROVED

Since 2026-04-28
NC RA
APPROVED

Since 2026-04-28
PR RA
APPROVED

Since 2026-04-28
TX RA
APPROVED

Since 2026-04-28
CA RA
APPROVED

Since 2026-04-08

Branch Locations

Palo Alto, CA • United States

One Embarcadero Ctr, San Francisco, CA 94111 • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Portola Valley	CA	08/2023	10/2023
Jpmorgan Chase Bank, N.A.	Portola Valley	CA	08/2023	10/2023
Knox Capital	Sao Paulo		01/2022	01/2025
Evox Capital	Sao Paulo		01/2020	12/2021
Par Capital	Sao Paulo		08/2016	12/2019
Agia Treinamento	Ribeirao Preto		11/2019	01/2025
Fidelity Investments	San Jose	CA	01/2025	02/2026
Hsbc Bank Usa, N.A.	San Francisco	CA	03/2026	Present
Hsbc Securities (Usa) Inc	San Francisco	CA	03/2026	Present

08/2023 → 10/2023

J.P. Morgan Securities Llc

Portola Valley, CA
08/2023 → 10/2023

Jpmorgan Chase Bank, N.A.

Portola Valley, CA
01/2022 → 01/2025

Knox Capital

Sao Paulo
01/2020 → 12/2021

Evox Capital

Sao Paulo
08/2016 → 12/2019

Par Capital

Sao Paulo
11/2019 → 01/2025

Agia Treinamento

Ribeirao Preto
01/2025 → 02/2026

Fidelity Investments

San Jose, CA
03/2026 → Present

Hsbc Bank Usa, N.A.

San Francisco, CA
03/2026 → Present

Hsbc Securities (Usa) Inc

San Francisco, CA

Previous Registrations

2025-07-10 → 2026-03-17

Strategic Advisers Llc

San Jose, CA

Palo Alto, CA

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-18

S66 Uniform Combined State Law Examination

2025-04-18

Other Names

Fabio Nunes
Fabio Nunes
Fabio Nunes

View on SEC IAPD