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Lambertville, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cody L. Hofstetter | Lambertville | NJ | 09/2021 | Present |
| Sovereign Cyber Industries | Lambertville | NJ | 10/2011 | Present |
| Pulp Cafe & Juice Bar Llc | Frenchtown | NJ | 05/2016 | 12/2017 |
? Sovereign Cyber Industries. ? The business is not investment related. ? Address for the business is 8 West Blaire Tract, Lambertville NJ 08530. ? Nature of the business is IT/Cybersecurity. ? Position is CEO/Owner. ? Start date of relationship is October 2011 (approximately 12 years). ? Approximate number of hours devoted per month is 160. ? The number of hours devoted to the business during securities trading hours is the same as referenced above. The IA firm does not require a heightened level of time commitment as it currently falls well below the De Minimis requirements in terms of size. As the firm grows I imagine there will be a gradual shift towards accommodating the firm during trading hours as needed. ? My duties to this cybersecurity business involve all of the standard functions of a small business owner such as bookkeeping as well as performing the more specialized tasks required in its day to day operations; for example, data recovery from failed hard drives, examination of network systems for security flaws, and so on.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-10 |
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