James Whitfield Marshall

Spartanburg, SC

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-26
SC	RA	APPROVED	2023-11-20

TX RA
APPROVED

Since 2024-11-26
SC RA
APPROVED

Since 2023-11-20

Branch Locations

301 N Pine St #3, Spartanburg, SC 29302-1600 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2023	Present
Spring Island Trust	Okatie	SC	08/2015	06/2023

09/2023 → Present

Edward Jones

St Louis, MO
08/2015 → 06/2023

Spring Island Trust

Okatie, SC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-13

S66 Uniform Combined State Law Examination

2023-11-13

View on SEC IAPD

Other Firms

COLONIAL TRUST ADVISORS, INC.

NEWEDGE ADVISORS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FIRST CITIZENS INVESTOR SERVICES, INC.

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

LPL ENTERPRISE, LLC

TRUIST ADVISORY SERVICES, INC.

Other Investors

CAMP ROOKER WYNN

CHARLES WILLIAM CLEMENTSON

BERT DIXON BARRE

Sarah Beth Shalala

Cullen Turner Coxe

MATTHEW JORDAN VAN NAME

Brittany Chester Bynum

Joseph P. Anderson

Other Offices

COLONIAL TRUST ADVISORS, INC. · SPARTANBURG, SC

NEWEDGE ADVISORS · Spartanburg, SC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SPARTANBURG, SC

FIRST CITIZENS INVESTOR SERVICES, INC. · Spartanburg, SC

LPL FINANCIAL LLC · SPARTANBURG, SC

LPL FINANCIAL LLC · SPARTANBURG, SC

CETERA INVESTMENT ADVISERS LLC · SPARTANBURG, SC

LPL ENTERPRISE, LLC · SPARTANBURG, SC

More in Spartanburg, SC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor