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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-02
  • IL RA
    APPROVED
    Since 2026-01-02

Branch Locations

Grand Rapids, MI • United States

1011 Warrenville Road Suite 225, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Lisle IL 08/2023 Present
United States Navy New Orleans LA 01/2021 08/2023
United States Navy Porsmouth NH 05/2019 01/2021
United States Navy Groton CT 05/2018 05/2019
United States Navy Charleston SC 05/2016 05/2018
United States Naval Academy Annapolis MD 06/2012 05/2016
  • 08/2023 → Present
    Lisle, IL
  • 01/2021 → 08/2023
    United States Navy
    New Orleans, LA
  • 05/2019 → 01/2021
    United States Navy
    Porsmouth, NH
  • 05/2018 → 05/2019
    United States Navy
    Groton, CT
  • 05/2016 → 05/2018
    United States Navy
    Charleston, SC
  • 06/2012 → 05/2016
    United States Naval Academy
    Annapolis, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
  • S66 Uniform Combined State Law Examination
    2025-12-18

View on SEC IAPD

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