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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-03
TX RA APPROVED 2024-12-03
  • CA RA
    APPROVED
    Since 2024-12-03
  • TX RA
    APPROVED
    Since 2024-12-03

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education La Canada Flintridge CA 08/2013 05/2017
Full Time Education Whittier CA 08/2017 05/2021
Ciee Arganda Del Rey 09/2022 06/2023
Aqua Surf Manhattan Beach CA 06/2022 09/2022
Game Show Network Santa Monica CA 08/2021 11/2021
Unemployed Santa Monica CA 05/2021 08/2021
Unemployed Santa Monica CA 11/2021 06/2022
Alfalfa Santa Monica CA 11/2023 12/2023
Unemployed La Canada CA 05/2017 08/2017
Unemployed Santa Monica CA 06/2023 11/2023
Charles Schwab & Co., Inc. Omaha NE 12/2023 11/2024
Morgan Stanley Los Angeles CA 11/2024 Present
  • 08/2013 → 05/2017
    Full Time Education
    La Canada Flintridge, CA
  • 08/2017 → 05/2021
    Full Time Education
    Whittier, CA
  • 09/2022 → 06/2023
    Ciee
    Arganda Del Rey
  • 06/2022 → 09/2022
    Aqua Surf
    Manhattan Beach, CA
  • 08/2021 → 11/2021
    Game Show Network
    Santa Monica, CA
  • 05/2021 → 08/2021
    Unemployed
    Santa Monica, CA
  • 11/2021 → 06/2022
    Unemployed
    Santa Monica, CA
  • 11/2023 → 12/2023
    Alfalfa
    Santa Monica, CA
  • 05/2017 → 08/2017
    Unemployed
    La Canada, CA
  • 06/2023 → 11/2023
    Unemployed
    Santa Monica, CA
  • 12/2023 → 11/2024
    Omaha, NE
  • 11/2024 → Present
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
S63 Uniform Securities Agent State Law Examination 2024-04-09
  • S66 Uniform Combined State Law Examination
    2024-08-02
  • S63 Uniform Securities Agent State Law Examination
    2024-04-09

View on SEC IAPD

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