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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Dubuque | Dubuque | IA | 09/2015 | 05/2016 |
| Self Employed | St. Petersburg | FL | 05/2016 | 09/2016 |
| Florida Southern College | Lakeland | FL | 09/2016 | 05/2017 |
| Altria Group, Inc. | St. Petersburg | FL | 05/2017 | 08/2017 |
| Florida Southern College | Lakeland | FL | 09/2017 | 12/2017 |
| Quanex Building Products | Rice Lake | WI | 01/2018 | 02/2018 |
| Onemain Financial | Rice Lake | WI | 02/2018 | 04/2018 |
| Lakeland Tropics | Lakeland | FL | 05/2018 | 10/2018 |
| Milwaukee Wave | Milwaukee | WI | 11/2018 | 12/2018 |
| Aviation Resources | Cumberland | WI | 01/2019 | 10/2019 |
| Swits, Ltd. | Rice Lake | WI | 01/2019 | 07/2020 |
| Milwaukee Wave | Milwaukee | WI | 11/2019 | 07/2021 |
| Sc Wave | Waukesha | WI | 08/2020 | 07/2021 |
| Green Bay Voyageurs | Green Bay | WI | 05/2019 | 08/2019 |
| Unemployed | Milwaukee | WI | 08/2021 | 09/2021 |
| Johnson Bank | Milwaukee | WI | 10/2021 | 08/2022 |
| Johnson Wealth Inc | Milwaukee | WI | 08/2022 | 04/2024 |
| Unemployed | Rice Lake | WI | 04/2024 | 01/2025 |
| Lpl Financial Llc | Rice Lake | WI | 01/2025 | Present |
| Johnson Financial Group | Rice Lake | WI | 01/2025 | Present |
1- 02/10/2025 - Johnson Financial Group Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rltd - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 07/25/2025 - Johnson Financial Group-Trust Department - Not Investment Related - Financial Institution Duty - At Reported Business Location(s) - Start Date:07/03/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-05-05 |
| S65 | Uniform Investment Adviser Law Examination | 2022-06-25 |
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