Niccolo Dominic Coco

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-08
CA	RA	APPROVED	2024-06-20
CO	RA	APPROVED	2024-06-20

TX RA
APPROVED

Since 2024-08-08
CA RA
APPROVED

Since 2024-06-20
CO RA
APPROVED

Since 2024-06-20

Branch Locations

3900 S Wadsworth Blvd Ste 207, Lakewood, CO 80235 • United States

Lakewood , CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Folsom	CA	07/2023	01/2024
Securities America, Inc.	Folsom	CA	01/2024	06/2024
Kroger	Evergreen	CO	01/2021	Present
Cyla	Centennial	CO	03/2016	05/2018
Iron Lion	Sedalia	CO	05/2019	12/2020
Develyn Jr/Sr High School	Denver	CO	08/2015	05/2021
Osaic Wealth, Inc.	Folsom	CA	06/2024	Present

07/2023 → 01/2024

Securities America, Inc.

Folsom, CA
01/2024 → 06/2024

Securities America, Inc.

Folsom, CA
01/2021 → Present

Kroger

Evergreen, CO
03/2016 → 05/2018

Cyla

Centennial, CO
05/2019 → 12/2020

Iron Lion

Sedalia, CO
08/2015 → 05/2021

Develyn Jr/Sr High School

Denver, CO
06/2024 → Present

Osaic Wealth, Inc.

Folsom, CA

Other Businesses

1. COCO FINANCIAL POSITION: Financial Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 08/31/2025 ADDRESS: 3900 S Wadsworth Blvd STE 207, Littleton CO 80235, United States DESCRIPTION: To research life insurance sales & administrative work with clients. This is an add on service to my advising business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-28

S66 Uniform Combined State Law Examination

2024-05-28

Designations

Other Names

Nicco Dominic Coco

View on SEC IAPD