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Kenneth Basel

Knights Of Columbus Asset Advisors LLC

New Haven, CT

Madison, WI

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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-02
WI RA APPROVED 2025-01-02
  • IL RA
    APPROVED
    Since 2025-01-02
  • WI RA
    APPROVED
    Since 2025-01-02

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

17 Applegate Ct Suite 201, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 07/2013 Present
Knights Of Columbus Asset Advisors New Haven CT 08/2023 Present
  • 07/2013 → Present
    Knights Of Columbus
    New Haven, CT
  • 08/2023 → Present
    Knights Of Columbus Asset Advisors
    New Haven, CT
Other Businesses

Knights of Columbus Insurance New Haven, CT Insurance Assistant General Agent, 07/2013 Total hours a week, approximately 60

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-08
  • S65 Uniform Investment Adviser Law Examination
    2023-12-08

View on SEC IAPD

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